Governance, Risk & Compliance Advisory Blog
Insights on best practices related to IT Audit & Compliance

Industry best practices for developing a robust Process Framework

April 12, 2010 23:36 by nirav

In business today, Governance, Risk and Compliance play a critical role. Effectively managing Governance, Risk and Compliance is essential to an enterprise’s success. Experience and an increasing volume of research have demonstrated that process frameworks, when managed within an effective governance framework provide organizations with significant opportunities to create value. A process framework definition and implementation should imbibe industry Best Practices, Methodologies and Standards and set the foundation for a superior IT Governance Framework.

• Don’t try a “Big Bang” approach: Process frameworks should be self-corrective by incorporating incremental process improvement. Therefore there is no need to strive to get it right the first time. Since many of the things the framework says would be new to the organization, they aren't qualified to know how to do it right. So it would be a waste of time for them to try. The golden rule is: do the absolute minimum and keep reviewing to mature into more robust processes.

• Have clear goals for process documentation: Process documentation comes in two parts. The first is a high level, abstract description of the steps; ideally around 5 or 6 and certainly less than 10. If more details are needed, steps can be blown out hierarchically as separate processes. The step description should be what everyone can agree upon as the process description without requiring that anyone has to significantly change the way they do things.

The second part of process documentation is supporting or background material. This describes viable alternatives for particular steps and additional detailed guidelines for executing the step. The idea should be to provide guidance but individual projects can tailor things if there is a need to do so. This provides greater detail without creating ambiguity in the initial documentation effort. As best practices are identified later, they should be incorporated into sub processes.

• Have a systematic way to define processes: Typically implementing a process framework requires defining and documenting processes. A lot of companies spend huge amounts of effort with committees developing process documentation. Standard techniques for defining processes within a fixed time frame that should be used. This is also another area for a minimalist approach initially.

• Have the right goals: Too often goals are tied to schedules and ratings (e.g., Level 3 in 3 years). The purpose of process frameworks should be to improve the way software is developed. Any goals and metrics should be tied to monitoring expected improvements in the process that should result from implementing the framework. The idea should be that when initially implementing a framework, organizations should only implement those portions where there is clear benefit identified.

• Data and metrics: Process frameworks should use metrics and, hence the need for data collection. First comes the data collection stage and then companies can define the metrics for the data collected. This helps to avoid lots of disparate data collection and redundant data collection that may be a cumbersome process and waste of efforts. The approach should be to develop a very basic data collection system that is carefully designed to be non-invasive and easy. Then companies can define the metrics based upon that data. Going forward one can enhance the system when there is a demonstrated, quantified need to do so.

Conclusion
Organizations would do well to these industry best practices in mind while setting out to define a process framework which can help them

  • Increase process maturity, drive productivity and cost avoidance on incremental project agenda
  • Enable strategic initiatives and business growth
  • Ensure compliance to internal and industry controls


Currently rated 5.0 by 1 people

  • Currently 5/5 Stars.
  • 1
  • 2
  • 3
  • 4
  • 5

Related posts

Comments

April 27. 2010 03:22

Gravatar

Although I would've preferred if you went into a little bit more detail, I still got the gist of what you meant. I agree with it. It might not be a popular idea, but it makes sense. Will definitely come back for more of this. Great work

Texas Holdem

May 13. 2010 10:29

Gravatar

Nice implementation. I would be more glad if you give an example or specific data. But rather nice work! Good job!

Anti-settling agents

May 18. 2010 19:13

Gravatar

The information is precisely one of the desirable source every reader should takes place of. Keep on partaking such useful information. Good Luck

Synthetic silicate

May 18. 2010 22:35

Gravatar

This is what I need. Thanks to author who share this information...

detoxiana

May 24. 2010 05:08

Gravatar

Thanks for all your comments. Watch this space for more information.
Regards
Nirav Mota
Senior Consultant
Systems Plus Solutions

Nirav Mota

May 31. 2010 21:55

Gravatar

A recent research project conducted by HP and itSMF Australia drew some enlightening responses to current trends in ITSM projects.

ITSM solutions vendor HP has partnered with itSMF Australia to research ITSM trends around adoption, challenges and the future directions of organizations pursuing ITSM improvement strategies. A summary other findings from the HP research shows that:
• ITIL is the most widely adopted ITSM framework

• Companies are beginning their process improvement with the fundamental processes of change, incident and problem management

• Over half the organizations embarking on ITIL implementations believe they will achieve high levels of IT organizational efficiency within the next two years

• The main barriers to successful implementation are human resources; gaining organizational support, having the right level of skills/training for staff and ensuring compliance to processes

• Organizational change management was an important factor in the success of implementations

• The future focus for the majority of those who are implementing or have implemented some ITSM improvement processes is to improve change management and service level management


Key Findings of the HP research: Is ITIL at the Tipping Point?

Adoption of IT Process Improvement:
76% of respondents indicated they were engaged in, considering or planning some sort of IT process improvement. Clearly, there is little debate among the vast majority about whether they will or will not adopt ITSM. The questions of relevance are when, where, what and how implementations are to be undertaken. Over 25% of the survey respondents have already completed some best practice process implementation and a further 37% are currently implementing processes. From this, it can be comfortably surmised that the battle to convince IT organizations about the value of ITSM has been largely won.


How do Best Practices Contribute?
In adopting a Service-led approach, we can harness the value of a number of non-proprietary best practices. These offer very helpful guidance if used as descriptive frameworks to develop an aligned and holistic framework. Best practices that should be considered include:
• “Build” – MSP, Prince2, PMBOK, CMM, SEIR, ITIL Application Management and ICT Infrastructure Management;

• “Run” – ITIL Service Support and Delivery, ISO 20000; eSCMM, and

• Governance and Performance Management – COBIT 4.0, Val-IT, Balanced Scorecard, ISO 27001, ISO 20000, AS 8015 and AS8016.


The important thing to remember is that these are a means to an end and should therefore be used as a resource to align with your business requirements. It must also be recognized that the best practices have not evolved from a Service-led initiative. They have emerged from various sources which results in the following limitations:
• Lack of integration between the best practices. They were not built “top down”

• Project Management methods are generic and don’t address IT service outcomes

• IT Service Support and Delivery give little guidance as to how to integrate with Application Development projects

• ITIL Application Management is useful but is very high level. There is still a lot of work to integrate between build and run

• The frameworks tend to fall into the same camps as the build and run “schism” and in some cases contribute to the politics


Nirav Mota
Senior Consultant
Systems Plus Solutions

Nirav Mota

July 31. 2010 01:43

Gravatar

I strictly recommend not to wait until you get big sum of cash to buy all you need! You should get the business loans or just college loan and feel fine

home loans

August 5. 2010 01:56

Gravatar

It’s very good that you are doing such best selling release close to this good post. Thence we opine that that could be great if some persons purchase the graduate thesis or thesis writing with you help.

thesis writing service

August 10. 2010 02:35

Gravatar

That hot creation must be used in already written essays, because that’s not hard to buy an essay using the the best essay writers.

buy an essay

August 20. 2010 01:25

Gravatar

In the beginning, I began to read through your outcome and didn't believe that would be so uncommon. Last time I looked at the term papers of such quality. I thought that only the english writing service could compose the good quality custom essay.

term papers

August 22. 2010 03:13

Gravatar

Lots of times good students wanted to purchase good essay thesis referring to this topic at the dissertation service. Could you please suggest the best thesis writing services? Thank you.

dissertation writing

August 23. 2010 14:31

Gravatar

You should be very yeasty guy to make this smart buy dissertation like this topic . I want to buy a essay or thesis writing about that. I appreciate this!

custom thesis

September 19. 2010 19:25

Gravatar

Do you know what real freedom supposes to be? At time you don't complete your history essays paper, but writing service provides you with term paper, you would be able to smell the independence.

english essay paper

October 2. 2010 00:06

Gravatar

Go along such way and I know that you will have an award, because some students essays online and my friends are willing to fin out your site or the best articles like essays online.

essays online

October 4. 2010 08:29

Gravatar

Interesting indeed, thank you for taking time to share with the readers here, I am more than happy to be around!!

Pump in style advanced

October 14. 2010 16:35

Gravatar

The custom papers referring to this good topic writing is a very difficult action, but when you’re not a great professional, you have got a chance to receive the knowledge referring to essay writing help from the essay writing service very simply.

buy a research paper

October 19. 2010 08:44

Gravatar

Really intereating information about this good topic. The very good written essays and the possibility to buy essay about this good topic is proposed by essay writing services.

buy an essay

December 8. 2010 22:30

Gravatar

That's not very simple to deal with several issues one at time, especially when you need to perform the essay papers. Only the exploratory essay writing service will cope even with the most complicated assignments.

buy custom essay

January 8. 2011 20:31

Gravatar

I love your blog

Cash Advance

January 16. 2011 04:10

Gravatar

Thanks,have a good time in diablo 2!

diablo 2 cd key

January 27. 2011 16:05

Gravatar

Thank you for the share, kind of like what you have been doing here..

designer eyglasses frames

March 9. 2011 15:25

Gravatar

ve been doing here..

thomas sabo

April 2. 2011 02:35

Gravatar

Thank you for the updates on this, I am certainly impressed, keep updating us on the latest, you have been a great help, I am more than impressed.

Wooden Playsets

April 13. 2011 16:47

Gravatar

Learn to bear bravely changes of fortune.

payday loan san antonio

April 26. 2011 07:54

Gravatar

Thank you for the help that you have been, appreciate it..

Nicole Hogan

May 19. 2011 14:52

Gravatar

Great! Thanks for the great informative post and your effort. I think the above article is valuable for all concerned people. For me the Information is really useful. I am hoping more updates from you .



Dumpster rental

May 23. 2011 13:49

Gravatar

I think the basic concern is to maintain the flow the flow of the cash in your business to successful in your business.

Business Cash Advances

June 12. 2011 11:10

Gravatar

Nice implementation. I would be more glad if you give an example or specific data. But rather nice work! Good job!

Pandora Beads

July 16. 2011 15:31

Gravatar

nice buddy

thesis writing

August 5. 2011 21:19

Gravatar

I think you choose a best topic with best thought keep it up these type of interesting blog and i hope your blog would profit to future for the people.
Thanks for share informative post.

Universities in UAE

August 19. 2011 13:13

Gravatar

Hey there, thank you for the help you have been, I am more than excited that I got here, please keep updating you have been a great resource, keep updating us..
Chris Harris

Premium Audit

October 31. 2011 03:36

Gravatar

Your post includes great tips and you managed to keep it simple and understandable.
Your post helps me to understand what [Article Title or Topic Title] really is, and i will surely recommend it to other people.

Thanks and keep up the good work.

High School Diploma

November 3. 2011 17:46

Gravatar

I stumbled on this while searching on google I'll be sure to come back. Thanks for sharing.
By Buying quality Google Plus 1′s (http://www.buyplus1fans.com/buy-google-1s/) you’ll not only benefit from higher search engine rankings but also with added exposure within Google’s newly launched competitor to Facebook- Google Circles.

Buy plus one

November 6. 2011 07:21

Gravatar

Interesting article and it can be a great resource of information for people.

MBA in Dubai

November 13. 2011 21:07

Gravatar

Apple now has Rhapsody as an app, which is a great start, but it is currently hampered by the inability to store locally on your iPod, and has a dismal 64kbps bit rate. If this changes, then it will somewhat negate this advantage for the Zune, but the 10 songs per month will still be a big plus in Zune Pass' favor.

Get Shampoo

November 13. 2011 21:15

Gravatar

I'll gear this review to 2 types of people: current Zune owners who are considering an upgrade, and people trying to decide between a Zune and an iPod. (There are other players worth considering out there, like the Sony Walkman X, but I hope this gives you enough info to make an informed decision of the Zune vs players other than the iPod line as well.)

Shampoos

November 14. 2011 19:46

Gravatar

Sorry for the huge review, but I'm really loving the new Zune, and hope this, as well as the excellent reviews some other people have written, will help you decide if it's the right choice for you.

Sulfate Free Shampoo

November 14. 2011 19:49

Gravatar

I'll gear this review to 2 types of people: current Zune owners who are considering an upgrade, and people trying to decide between a Zune and an iPod. (There are other players worth considering out there, like the Sony Walkman X, but I hope this gives you enough info to make an informed decision of the Zune vs players other than the iPod line as well.)

Sulfate Free Shampoo

November 20. 2011 16:33

Gravatar

I guess that to get the home loans from banks you should present a great reason. But, once I have got a auto loan, because I was willing to buy a building.

personal loans

Add comment


(Will show your Gravatar icon)  

  Country flag




Live preview

February 5. 2012 11:12

Gravatar